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5190 media releases found
29 April 2019 MEDIA RELEASE
19-101MR ob体育 bans two Sydney men from providing financial services for six years

ob体育 has banned Mr Jeffrey Worboys and Mr Matthew Barnett from providing financial services for six years following an ob体育 investigation. Mr ...

26 April 2019 MEDIA RELEASE
19-100MR ob体育 succeeds in application to appoint a receiver to former OTC derivatives issuer Berndale Capital Securities Pty Ltd

ob体育 has successfully applied to the Federal Court of Australia for orders to appoint receivers and managers of former OTC derivatives issuer, ...

23 April 2019 MEDIA RELEASE
19-099MR ob体育 bans Gold Coast financial adviser

ob体育 has banned Rodney Peters, of Mudgeeraba, Queensland, from providing financial services for 6 years. An ob体育 delegate found Mr Peters ...

18 April 2019 MEDIA RELEASE
19-098MR Former NAB financial adviser, Max Eung, charged

Following an ob体育 investigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by ...

18 April 2019 MEDIA RELEASE
19-097MR South Australian director pleads guilty to falsifying company books

Restaurateur Mr Gaowei Shi (Mr Shi), of Highbury, South Australia, has pleaded guilty to one charge of falsifying company books. An ob体育 ...

17 April 2019 MEDIA RELEASE
19-096MR Adelaide financial adviser banned for five years

ob体育 has banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years.  Following a review of ...

17 April 2019 MEDIA RELEASE
19-095MR ob体育 warns trustees about Protecting Your Super laws and provides guidance for consumers

ob体育 has called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...

17 April 2019 MEDIA RELEASE
19-094MR ob体育 bans Perth accountant from providing financial services for six years

Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ob体育 ...

16 April 2019 MEDIA RELEASE
19-093MR Queensland financial adviser banned for five years

ob体育 has banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...

16 April 2019 MEDIA RELEASE
19-092MR AAT increases banning period for architect of the 鈥楧iamond Model鈥� payday lending sham

The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...

Last updated: 10/08/2024 11:23