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5174 media releases found
30 January 2023 MEDIA RELEASE
23-011MR Gold Coast director banned from providing financial services for four years

ob体育 has banned a Gold Coast director of a business that leased an automated trading robot, designed to work on foreign exchange (FX) trading ...

25 January 2023 MEDIA RELEASE
23-010MR Former Melbourne financial planner Bradley Grimm pleads guilty to dishonest conduct

On 20 January 2023, Mr Bradley Grimm, a former Melbourne financial planner, pleaded guilty to three counts of engaging in dishonest conduct whilst ...

24 January 2023 MEDIA RELEASE
23-009MR Home finance companies and directors to pay $150,000 for failing to cooperate with AFCA

Home finance companies General Commercial Group Pty Ltd (formerly known as Urban Commercial Group) and Eden Capital (Australia) Pty Ltd (formerly ...

18 January 2023 MEDIA RELEASE
23-008MR Midway Limited pays $33,000 infringement notice penalty for alleged continuous disclosure breach

Australian wood-fibre processor and exporter Midway Limited has paid a $33,000 infringement notice over ob体育 concerns that it failed to comply with ...

17 January 2023 MEDIA RELEASE
23-007MR ob体育 reports on small business restructuring

ob体育 today published a report on small business restructurings for the period 1 January 2021 to 30 June 2022 (review period). The report (REP 756) ...

17 January 2023 MEDIA RELEASE
23-006MR Commissioner Sean Hughes to depart ob体育

ob体育 Commissioner Sean Hughes will end his term as Commissioner on 3 February 2023, after accepting a role in the commercial sector. ob体育 Chair Joe ...

16 January 2023 MEDIA RELEASE
23-005MR Former Adelaide financial adviser sentenced after falsifying company books

Former financial adviser Mr Tai Thanh Nguyen of Adelaide, South Australia, has pleaded guilty in the Adelaide Magistrates鈥� Court to two counts of ...

16 January 2023 MEDIA RELEASE
23-004MR Australian Mines fined $450,000 for breaching continuous disclosure obligations

Australian Mines Limited (ASX: AUZ) has been handed a $450,000 penalty by the Federal Court for breaching its continuous disclosure obligations on ...

11 January 2023 MEDIA RELEASE
23-003MR AAT upholds Olive Financial Markets鈥� AFS licence cancellation

The Administrative Appeals Tribunal (AAT) has upheld ob体育鈥檚 decision to cancel the Australian financial services (AFS) licence of Olive Financial ...

9 January 2023 MEDIA RELEASE
23-002MR Interim stop order placed on the Pivotal Diversified Fund

ob体育 has issued an interim stop order preventing Vasco Responsible Entity Services Limited (Vasco) from offering or distributing the Pivotal ...

Last updated: 10/08/2024 11:23