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5181 media releases found
27 November 2019 MEDIA RELEASE
19-322MR Perth financial adviser banned for five years

ob体育 has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu鈥檚 advice. Mr ...

27 November 2019 MEDIA RELEASE
19-321MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive statements in Client Protection Policy, and director knowingly concerned

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

26 November 2019 MEDIA RELEASE
19-320MR ob体育 bans former director of Linchpin and Endeavour

ob体育 has banned Paul Nielsen, a former director of Endeavour Securities (Australia) Ltd (Endeavour) and Linchpin Capital Group Ltd (Linchpin), from ...

26 November 2019 MEDIA RELEASE
19-319MR ob体育 outlines approach to advice licensee obligations for the financial adviser code of ethics

As announced on 14 November 2019, ob体育 has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be ...

26 November 2019 MEDIA RELEASE
19-318MR Eco Energy devalues intellectual property assets

ob体育 notes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million as a prior period error ...

22 November 2019 MEDIA RELEASE
19-317MR ob体育 bans Melbourne adviser for SMSF advice

ob体育 has banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised ...

21 November 2019 MEDIA RELEASE
19-316MR Perth adviser banned for four years

ob体育 has banned Perth-based financial adviser Lawrence O鈥橬eill from providing financial services for four years. This follows an ob体育 surveillance ...

19 November 2019 MEDIA RELEASE
19-315MR Former NAB branch manager sentenced for making false and misleading statements to NAB

Former Western Sydney NAB branch manager, Mathew Alwan, has been sentenced to 12 months imprisonment to be served by way of Intensive Corrections ...

19 November 2019 MEDIA RELEASE
19-314MR ob体育 action leads to CommInsure refunds of $12 million for unfair life insurance telephone sales

Following concerns raised by ob体育 about unfair telephone sales of life insurance, The Colonial Mutual Life Assurance Society Limited (trading as ...

19 November 2019 MEDIA RELEASE
19-313MR CommInsure pleads guilty to hawking offences

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today pleaded guilty to 87 counts of offering to sell insurance ...

Last updated: 10/08/2024 11:23