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5185 media releases found
17 April 2019 MEDIA RELEASE
19-096MR Adelaide financial adviser banned for five years

ob体育 has banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years.  Following a review of ...

17 April 2019 MEDIA RELEASE
19-095MR ob体育 warns trustees about Protecting Your Super laws and provides guidance for consumers

ob体育 has called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...

17 April 2019 MEDIA RELEASE
19-094MR ob体育 bans Perth accountant from providing financial services for six years

Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ob体育 ...

16 April 2019 MEDIA RELEASE
19-093MR Queensland financial adviser banned for five years

ob体育 has banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...

16 April 2019 MEDIA RELEASE
19-092MR AAT increases banning period for architect of the 鈥楧iamond Model鈥� payday lending sham

The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...

15 April 2019 MEDIA RELEASE
19-091MR Citigroup to refund over $3 million to clients following sale of complex products

Following an ob体育 investigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product ...

15 April 2019 MEDIA RELEASE
19-090MR Former Perth Insurance Broker sentenced to two years and nine months imprisonment for dishonest conduct

Mr Sergio Amaranti has been sentenced to two years and nine months imprisonment, with a non-parole period of 18-months, in the District Court of ...

12 April 2019 MEDIA RELEASE
19-089MR ob体育 surveys highlight continued growth in innovative funding platforms

Recent surveys of market sectors supported through ob体育鈥檚 Innovation Hub shows fintech businesses are continuing to see growth in demand for ...

11 April 2019 MEDIA RELEASE
19-088MR Some AFS licensees may be breaking overseas laws

Australian financial service (AFS) licensees that offer OTC derivatives to retail investors located in some overseas jurisdictions may be providing ...

11 April 2019 MEDIA RELEASE
19-087MR ob体育 disqualifies former Uglii Group directors

ob体育 has disqualified Ms Heather Knorr of Traralgon, Victoria and Ms Ge Zhu of Hurstville, New South Wales from managing corporations for four years. ...

Last updated: 10/08/2024 11:23