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6 March 2019 MEDIA RELEASE
19-049MR ob体育 consults on coverage of ePayments Code review

ob体育 has today released a consultation paper (CP 310) seeking feedback on the proposed coverage of its review of the ePayments Code.  We are ...

5 March 2019 MEDIA RELEASE
19-048MR AAT affirms ob体育鈥檚 decision to refuse to grant a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ob体育鈥檚 decision to refuse S & A Chalhoub Nominees Pty Ltd (Chalhoub Nominees) an ...

5 March 2019 MEDIA RELEASE
19-047MR Former company director and two pre-insolvency advisers charged with breaching director duties and money laundering

Mr Richard Ludwig of Broadbeach Waters Queensland, Mr Stephen O鈥橬eill of Port Melbourne, Victoria and Mr John Narramore, of Main Beach Queensland, ...

28 February 2019 MEDIA RELEASE
19-046MR AAT upholds ob体育 decision to refuse an application for a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ob体育鈥檚 decision to refuse to grant a limited Australian financial services (AFS) licence to ...

28 February 2019 MEDIA RELEASE
19-045MR ob体育 reports on licensing and professional registrations 2017-2018

ob体育鈥檚 latest report on its assessment of licensing and professional registration applications (excluding applications to be registered as a ...

27 February 2019 MEDIA RELEASE
19-044MR Disciplinary Committee cancels liquidator David Leigh鈥檚 registration

The registration of David John Leigh as a liquidator has been cancelled following a decision by a disciplinary committee. The Committee decided that ...

27 February 2019 MEDIA RELEASE
19-043MR Abu Dhabi Global Market and ob体育 sign agreement to enhance collaboration

The Registration Authority (RA) of the Abu Dhabi Global Market (ADGM), and the Australian Securities and Investments Commission (ob体育) are pleased to ...

26 February 2019 MEDIA RELEASE
19-042MR ob体育 bans director of Foster Stockbroking for three years

ob体育 has banned Mr Mark Joseph Hinsley, of North Balgowlah, New South Wales, a director of Foster Stockbroking Pty Ltd (FSB), from providing ...

25 February 2019 MEDIA RELEASE
19-041MR Sydney insurance broker permanently banned for dishonest conduct

A former Sydney insurance broker, Mr James Sheehan, has been permanently banned from providing financial services after an ob体育 investigation found ...

25 February 2019 MEDIA RELEASE
19-040MR ob体育 bans one more Jade Capital Partners director

ob体育 has banned Matthew McCrow, a director of Jade Capital Partners (Jade Capital), from providing financial services for a period of five years, ...

Last updated: 10/08/2024 11:23