ob体育

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5174 media releases found
30 November 2022 MEDIA RELEASE
22-330MR Managed funds to improve marketing oversight following ob体育 surveillance

An ongoing ob体育 surveillance of managed funds has raised concerns that some responsible entities must do more to meaningfully oversee the way in ...

29 November 2022 MEDIA RELEASE
22-329MR ob体育鈥檚 proceeding against Commonwealth Bank for misleading conduct over monthly access fees dismissed

The Federal Court has dismissed proceedings brought by ob体育 alleging Commonwealth Bank of Australia (CBA) engaged in misleading or deceptive conduct, ...

29 November 2022 MEDIA RELEASE
22-328MR ob体育 acts against six SMSF auditors

ob体育 has taken action against six self-managed superannuation fund (SMSF) auditors for breaches of independence requirements and auditing standards. ...

28 November 2022 MEDIA RELEASE
22-327MR ob体育 grants FSG relief to certain authorised representatives that provide claims handling and settling services

ob体育 has provided relief from the requirement to provide a Financial services Guide to representatives that are authorised by licensees to: deal in ...

25 November 2022 MEDIA RELEASE
22-326MR ob体育 places interim stop orders on two Perpetual Funds

ob体育 has issued interim stop orders preventing Perpetual Investment Management Limited (Perpetual) from offering or distributing two funds to retail ...

24 November 2022 MEDIA RELEASE
22-325MR ob体育 updates guidance on ETP naming conventions

ob体育 has updated its guidance on naming conventions for licensed Australian exchanges that admit exchange traded products (ETPs) following a public ...

23 November 2022 MEDIA RELEASE
22-324MR ob体育 sues Block Earner for unlicensed conduct over crypto-asset based products

ob体育 has commenced civil penalty proceedings in the Federal Court against fintech company Block Earner alleging it provided unlicensed financial ...

21 November 2022 MEDIA RELEASE
22-323MR Interim stop orders placed on MPG Funds Management Limited's property trusts

ob体育 has made interim stop orders preventing MPG Funds Management Limited (MPG) from offering or distributing two trusts to retail investors because ...

18 November 2022 MEDIA RELEASE
22-322MR ob体育 cancels AFS licence of Ruchir Mukund Sayani

ob体育 has cancelled the Australian financial services (AFS) licence of Ruchir Mukund Sayani (AFSL 489084). The licence was cancelled because Ruchir ...

18 November 2022 MEDIA RELEASE
22-321MR ob体育 suspends AFS licence of Brenex Investments Pty Ltd

ob体育 has suspended the Australian financial services (AFS) licence of Brenex Investments Pty Ltd (Brenex) until 15 May 2023. Under its licence, ...

Last updated: 10/08/2024 11:23