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5180 media releases found
15 June 2020 MEDIA RELEASE
20-137MR Investment funds told to correct advertising and disclosure

Today ob体育 put responsible entities (REs) of all managed investment schemes (MISs) 鈥榦n notice鈥� that they must ensure their investment fund ...

15 June 2020 MEDIA RELEASE
20-136MR Societe Generale Securities Australia Pty Ltd accepts additional AFS license conditions

ob体育 has imposed additional conditions on the Australian financial services (AFS) licence of Societe Generale Securities Australia Pty Ltd (SGSAPL) ...

12 June 2020 MEDIA RELEASE
20-135MR ob体育 amends financial advice and capital raisings COVID 19 instruments

ob体育 has today registered an amending instrument to specify an end date for three COVID-19 related instruments. The ob体育 Corporations (Amendment) ...

12 June 2020 MEDIA RELEASE
20-134MR Industry funding: ob体育 publishes Cost Recovery Implementation Statement 2019-20 for feedback

ob体育 today published its draft Cost Recovery Implementation Statement (CRIS) 2019-20. The CRIS details ob体育鈥檚 actual regulatory costs for 2018-19 and ...

12 June 2020 MEDIA RELEASE
20-133MR Info sheet 245: Board oversight and discretion in executive variable pay schemes

In 2019, ob体育 conducted a targeted review of board oversight of variable remuneration schemes. The review covered 21 ASX listed companies across ...

11 June 2020 MEDIA RELEASE
20-132MR Former CFO charged with market manipulation and fraud offences

Mr Zhonghan Wu (also known as John Wu), former Chief Financial Officer of Traditional Therapy Clinics Limited (TTC), has been charged with 19 counts ...

11 June 2020 MEDIA RELEASE
20-131MR ob体育鈥檚 Interim Corporate Plan for 2020-21

ob体育 has today published its Interim Corporate Plan, which sets out five priorities to tackle the challenges presented by the COVID-19 pandemic: ...

10 June 2020 MEDIA RELEASE
20-130MR Former financial adviser and Royal Commission witness, Sam Henderson charged with dishonesty and defective disclosure offences

Following an ob体育 investigation, former Sydney financial adviser Sam Maxwell Henderson has been charged with three counts of dishonest conduct and ...

5 June 2020 MEDIA RELEASE
20-129MR CBA to pay $5 million over the AgriAdvantage Plus Package 鈥� Royal Commission case study

The Federal Court of Australia has ordered CBA to pay a $5 million penalty after the Court found that CBA had breached the ob体育 Act and Corporations ...

5 June 2020 MEDIA RELEASE
20-128MR ob体育 cancels licence of retail OTC issuer Forex Capital Trading Pty Ltd

ob体育 has cancelled the Australian financial services (AFS) licence of retail over the counter (OTC) derivative issuer Forex Capital Trading Pty Ltd ...

Last updated: 10/08/2024 11:23