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5183 media releases found
16 December 2019 MEDIA RELEASE
19-354MR ob体育 calls on AFS licensees to provide new information about their financial advisers

ob体育 is reminding Australian financial services (AFS) licensees who have not yet updated the Financial Advisers Register (Register) that they need to ...

13 December 2019 MEDIA RELEASE
19-353MR Federal Court hands down penalties in ob体育 action against Vocation Limited (in Liquidation) and three officers

On 1 November 2019, the Federal Court of Australia delivered judgment on penalties and made final orders in ob体育鈥檚 civil penalty proceedings against ...

13 December 2019 MEDIA RELEASE
19-352MR Superannuation industry urged to focus on improving insurance outcomes for members

ob体育 today released a report on the superannuation industry鈥檚 progress in improving consumer outcomes in relation to life insurance provided through ...

12 December 2019 MEDIA RELEASE
19-351MR ob体育 takes steps to wind up Chris Marco鈥檚 alleged unregistered managed investment scheme

ob体育 has filed an application seeking leave to apply for further orders in the Federal Court in Western Australia to wind up an alleged unregistered ...

12 December 2019 MEDIA RELEASE
19-350MR Audit inspection findings: 12 months to 30 June 2019

ob体育 today issued a report on the results from its audit firm inspections for the 12 months to 30 June 2019, and a supplementary report of audit ...

11 December 2019 MEDIA RELEASE
19-349MR ob体育鈥檚 assessment of ASX Limited鈥檚 AQUA market

ob体育 has today made recommendations to improve ASX Limited鈥檚 (ASX) compliance with its market licence obligations, following an assessment of the ...

11 December 2019 MEDIA RELEASE
19-348MR Outcomes of review into internal market making for quoted managed funds

ob体育 has concluded a review of internal market making practices of non-transparent actively managed funds that are traded on exchange markets.  The ...

11 December 2019 MEDIA RELEASE
19-347MR ob体育 takes court action against Sterling Income Trust Responsible Entity and its Managing Director

ob体育 has commenced action in the Federal Court in Western Australia focussed on the promotion and management of the Sterling Income Trust. The ...

11 December 2019 MEDIA RELEASE
19-346MR ob体育 permanently bans former Victorian finance broker

ob体育 has permanently banned Mr Travis Truter of Ascot Vale, Victoria, a former finance broker for Aussie Home Loans, from engaging in credit ...

11 December 2019 MEDIA RELEASE
19-345MR Finance broker charged with making false statements to ob体育

Mr. Guodong Liu, a mortgage broker and director of Wealth Investment Milestone Pty Ltd (WIM), of Rhodes, New South Wales, has been charged with two ...

Last updated: 10/08/2024 11:23