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5181 media releases found
7 November 2019 MEDIA RELEASE
19-302MR Queensland financial adviser banned for three years

ob体育 has banned Queensland financial adviser Mark Alexander Rothnie for three years for failing to act in the best interests of his clients and for ...

6 November 2019 MEDIA RELEASE
19-301MR ob体育 takes court action against Super Trustee, promoter and others

ob体育 has commenced action in the Federal Court in South Australia focused on the promotion of the MobiSuper Fund, a division of the Tidswell Master ...

6 November 2019 MEDIA RELEASE
19-300MR ob体育 obtains freezing orders against Sydney financial adviser Ross Andrew Hopkins, QWL and QWL Asset Management

On 4 November 2019, ob体育 obtained consent orders and undertakings in the Supreme Court of New South Wales against Mr Ross Andrew Hopkins, QWL Pty Ltd ...

5 November 2019 MEDIA RELEASE
19-299MR ob体育 acts against SMSF auditor misconduct

ob体育 has moved to disqualify or add conditions to the registration of three auditors of self-managed superannuation funds (SMSFs). The actions arose ...

1 November 2019 MEDIA RELEASE
19-298MR Former Aon Hewitt financial adviser banned for two years

ob体育 has banned Thanh Huu Tran, a former authorised representative of Aon Hewitt Financial Advice Limited, from providing financial services for a ...

31 October 2019 MEDIA RELEASE
19-297MR ob体育 takes civil penalty action against RI Advice and former Melbourne financial adviser, John Doyle: Royal Commission case study

ob体育 commenced court action in the Federal Court today against RI Advice Group Pty Ltd (RI Advice) and a former financial adviser, John Doyle. RI ...

30 October 2019 MEDIA RELEASE
19-296MR ob体育 warns trustees on new rules for Putting Members鈥� Interests First

ob体育 has called on superannuation trustees to improve the standard of communication to fund members about important reforms impacting member ...

29 October 2019 MEDIA RELEASE
19-295MR ob体育 extends relief for portfolio holdings disclosure

ob体育 has amended ob体育 Class Order [CO 14/443] to provide legal certainty about the first reporting day for portfolio holdings disclosure, given the ...

29 October 2019 MEDIA RELEASE
19-294MR AAT affirms Australian Credit Licence cancellation and banning order

On 25 October 2019, the Administrative Appeals Tribunal (AAT) affirmed ob体育's decision to ban Ms Meenakshi Devi Callychurn, a former Victorian ...

28 October 2019 MEDIA RELEASE
19-293MR ob体育 wins appeal against Westpac subsidiaries

The Full Federal Court has today upheld ob体育鈥檚 appeal from a decision of the Federal Court regarding Westpac subsidiaries, Westpac Securities ...

Last updated: 10/08/2024 11:23