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5181 media releases found
28 October 2019 MEDIA RELEASE
19-292MR ob体育 imposes additional licence conditions on IOOF Investment Services Ltd to improve governance and conflicts management

ob体育 has imposed additional licence conditions on the Australian financial services (AFS) licence of IOOF Investment Services Ltd (IISL) as part of ...

25 October 2019 MEDIA RELEASE
19-291MR Former Brisbane-based employee permanently banned from providing financial services

ob体育 has permanently banned Emma Maree Radke from providing financial services for engaging in misconduct which included dishonestly transferring ...

25 October 2019 MEDIA RELEASE
19-290MR Penalty orders re-imposed in proceedings against former Prime Trust directors

The Full Court of the Federal Court of Australia has made disqualification and pecuniary penalty orders against William Lewski, Mark Butler, Kim ...

23 October 2019 MEDIA RELEASE
19-289MR ob体育 suspends the AFS licence of KP International Group Australia Pty Ltd

ob体育 has suspended the Australian financial services (AFS) licence of Sydney-based financial services provider KP International Group Australia Pty ...

23 October 2019 MEDIA RELEASE
19-288MR ob体育 assessment of Bloomberg Tradebook Australia Pty Ltd

The Australian Securities and Investments Commission (ob体育) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

21 October 2019 MEDIA RELEASE
19-287MR European Securities and Markets Authority and ob体育 to co-operate on benchmarks

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ob体育) are pleased to announce that ...

18 October 2019 MEDIA RELEASE
19-286MR Lime FS Pty Ltd agrees to shut down digital advice tools

Sydney-based Australian financial services (AFS) licensee, Lime FS Pty Ltd (Lime FS), has voluntarily shut down two digital advice tools following ...

18 October 2019 MEDIA RELEASE
19-285MR Former Brisbane financial adviser found guilty of fraud after three-week trial, sentenced to 12 years

Following an ob体育 investigation and a three-week trial, former financial adviser Ben Jayaweera, of Mount Gravatt East, Queensland, has been found ...

17 October 2019 MEDIA RELEASE
19-284MR ob体育 Annual Report for 2018-19

ob体育鈥檚 Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament. The report is a record of ob体育鈥檚 activities ...

17 October 2019 MEDIA RELEASE
19-283MR West Wits Mining writes down Indonesian assets and accounts for joint arrangement

ob体育 notes the decision by West Wits Mining Limited (West Wits) to write down the total capitalised exploration and evaluation expenditure of $9.63 ...

Last updated: 10/08/2024 11:23