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5191 media releases found
12 October 2018 MEDIA RELEASE
18-305MR Former CBA mobile lender to stand trial on loan fraud conspiracy

A Melbourne man, Mr Andrew Cameron, was committed to stand trial on one count of the common law offence of conspiracy to defraud, after a five-day ...

10 October 2018 MEDIA RELEASE
18-304MR Financial adviser professional standards reforms - ob体育 releases new instrument delaying reporting dates and making minor amendments

ob体育 has released a new legislative instrument relating to the professional standards reforms for financial advisers, as announced on 1 August 2018 ...

9 October 2018 MEDIA RELEASE
18-303MR ob体育 bans Spectrum Wealth financial adviser for three years

Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ob体育 surveillance ...

8 October 2018 MEDIA RELEASE
18-302MR ob体育 permanently bans another former NAB branch manager

An ongoing ob体育 investigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

8 October 2018 MEDIA RELEASE
18-301MR ob体育 provides relief and updates guidance on short selling

ob体育 has issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

5 October 2018 MEDIA RELEASE
18-300MR CFTC and ob体育 sign fintech cooperation arrangement

The US Commodity Futures Trading Commission (CFTC) and the Australian Securities and Investments Commission (ob体育) today signed an arrangement to ...

4 October 2018 MEDIA RELEASE
18-299MR Luxembourg and Australia enter agreement on fintech and regtech

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the Australian Securities and Investments Commission (ob体育) today signed a ...

4 October 2018 MEDIA RELEASE
18-298MR Couple charged with breaking ob体育 banning order and providing false documents

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

3 October 2018 MEDIA RELEASE
18-297MR ob体育 and CDPP successfully appeal sentence of former CBA financial planner

ob体育 and the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

2 October 2018 MEDIA RELEASE
18-296MR Metricon Homes pays $50,400 in penalties for misleading first home buyers

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ob体育 issued four infringement notices for misleading advertising aimed at first ...

Last updated: 10/08/2024 11:23