CP 156 Retail OTC derivative issuers - Financial requirements
Released 9 May 2011. Comments closed 4 July 2011.
This consultation paper sets out ob体育鈥檚 proposals on the financial requirements to apply to issuers of over-the-counter (OTC) derivatives to retail clients.
The purpose of this paper is to seek the views of issuers and their clients, investors, legal advisers and other interested parties on the proposals we have developed about financial requirements for issuers.
听触 Read the media release | Read the report on submissions
| 听 | Submission from |
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1 |
Australian Financial Markets Association |
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2 |
听Capital CFD |